Zona Financiera

Just another WordPress.com weblog

    Anuncios
  • Categorías

  • Archivos

Lista de Brokers Regulados por la NFA

Posted by charrito en julio 19, 2008

Aqui le dejo la lista de los brokers mas seguros en el mundo, los regulados por la NFA



Adjusted Net Capital Excess

Futures Commission Merchant Net Capital Requirement Net Capital





1 3D FOREX, LLC 8,340,374 500,000 7,840,374
2 ABBEY NATIONAL SECURITIES INC 137,564,765 23,533,020 114,031,745
3 ADM INVESTOR SERVICES INC 160,989,606 59,592,602 101,397,004
4 ADVANCED MARKETS INC 1,322,437 1,000,000 322,437
5 ADVANTAGE FUTURES LLC 19,246,883 3,536,540 15,710,343
6 AG EDWARDS & SONS INC 1,262,701,677 33,043,393 1,229,658,284
7 AIG CLEARING CORPORATION 293,303,386 40,598,943 252,704,443
8 ALARON TRADING CORPORATION 7,288,333 3,121,904 4,166,429
9 ALPARI (US) LLC 2,481,626 1,000,000 1,481,626
10 BACERA CORPORATION 2,300,145 1,000,000 1,300,145
11 BANC OF AMERICA SECURITIES LLC 2,116,052,393 351,855,130 1,764,197,263
12 BARCLAYS CAPITAL INC 1,314,404,218 389,276,055 925,128,163
13 BEAR STEARNS & CO INC (g) 549,111,916 (g)
14 BEAR STEARNS SECURITIES CORP 4,425,434,636 1,201,022,349 3,224,412,287
15 BGC SECURITIES 3,748,994 500,000 3,248,994
16 BNP PARIBAS COMMODITY FUTURES INC 153,340,998 99,778,659 53,562,339
17 CADENT FINANCIAL SERVICES LLC 6,907,539 4,771,199 2,136,340
18 CALYON FINANCIAL INC 739,338,990 459,645,942 279,693,048
19 CANTOR FITZGERALD & CO 180,681,050 2,122,125 178,558,925
20 CAPITAL MARKET SERVICES LLC 10,883,200 3,928,074 6,955,126
21 CIBC WORLD MARKETS CORP 1,130,913,238 21,119,238 1,109,794,000
22 CITIGROUP GLOBAL MARKETS INC (g) 865,197,852 (g)
23 CLIFF LARSON COMPANY THE 939,865 539,137 400,728
24 CMC MARKETS (US) LLC 2,139,494 1,000,000 1,139,494
25 COMTRUST INC 1,012,955 586,139 426,816
26 COUNTRY HEDGING INC 18,061,439 10,545,405 7,516,034
27 CREDIT SUISSE SECURITIES (USA) LLC 5,197,669,065 185,952,652 5,011,716,413
28 CROSSLAND LLC 3,630,929 500,000 3,130,929
29 CUNNINGHAM COMMODITIES LLC 3,359,255 894,471 2,464,784
30 DAIWA SECURITIES AMERICA INC 222,476,164 2,345,625 220,130,539
31 DEUTSCHE BANK SECURITIES INC 2,635,354,234 259,928,752 2,375,425,482
32 DIRECT FOREX LLC 728,289 500,000 228,289
33 DORMAN TRADING LLC 10,646,645 500,000 10,146,645
34 DUNAVANT COMMODITY CORP 37,061,053 1,235,105 35,825,948
35 E FX OPTIONS LLC 4,530,543 1,000,000 3,530,543
36 EAGLE MARKET MAKERS INC 5,500,559 500,000 5,000,559
37 EASY FOREX US LTD 3,789,605 2,000,000 1,789,605
38 ED &F MAN COMMODITY ADVISORS INC 1,246,738 500,000 746,738
39 ELECTRONIC BROKERAGE SYSTEMS LLC 10,517,866 500,000 10,017,866
40 ENSKILDA FUTURES LTD 20,772,977 9,082,902 11,690,075
41 FARR FINANCIAL INC 1,482,426 583,132 899,294
42 FC STONE LLC 86,747,911 41,771,267 44,976,644
43 FIMAT USA LLC 606,236,459 473,240,095 132,996,364
44 FIRST CAPITOL GROUP LLC 6,480,456 1,775,377 4,705,079
45 FOREX CAPITAL MARKETS LLC 65,255,249 13,407,759 51,847,490
46 FOREX CLUB FINANCIAL COMPANY INC 3,320,420 1,000,000 2,320,420
47 FOREX LIQUIDITY LLC 36,840,196 1,000,000 35,840,196
48 FORTIS CLEARING AMERICAS LLC 170,386,272 38,667,055 131,719,217
49 FRIEDBERG MERCANTILE GROUP INC 7,873,587 5,000,000 2,873,587
50 FRONTIER FUTURES INC 1,509,207 716,551 792,656
51 FUTURES TECH LLC 842,451 500,000 342,451
52 FX OPTION1 INC 506,025 500,000 6,025
53 FX SOLUTIONS LLC 19,061,609 1,649,518 17,412,091
54 FXCM LLC 773,419 500,000 273,419
55 GAIN CAPITAL GROUP LLC 32,669,427 4,828,602 27,840,825
56 GATEWAY CAPITAL L.L.C. 537,160 500,000 37,160
57 GELBER GROUP LLC 57,080,478 1,065,283 56,015,195
58 GFS FOREX & FUTURES INC 2,353,472 1,000,000 1,353,472
59 GILDER GAGNON HOWE AND CO LLC 22,818,525 500,000 22,318,525
60 GLOBAL FUTURES & FOREX 41,229,946 7,631,611 33,598,335
61 GLOBAL FUTURES LLC 8,227,624 500,000 7,727,624
62 GOLDMAN SACHS & CO (g) 1,841,084,515 (g)
63 GOLDMAN SACHS EXECUTION & CLEARING LP 932,826,923 64,435,375 868,391,548
64 H & R BLOCK FINANCIAL ADVISORS INC 91,158,810 9,133,496 82,025,314
65 HAGERTY GRAIN CO INC 4,251,809 500,000 3,751,809
66 HAMILTON WILLIAMS LLC 1,345,856 1,000,000 345,856
67 HOTSPOT FXR LLC 6,031,746 1,000,000 5,031,746
68 HSBC SECURITIES USA INC 812,566,773 63,009,187 749,557,586
69 I TRADE FX LLC 15,814,623 2,614,993 13,199,630
70 PESMIR TRADING S.A. 70,456,741 33,100,057 37,356,684
71 IFSCL USA INC 7,557,664 5,000,000 2,557,664
72 IFX MARKETS INC 9,837,999 2,258,150 7,579,849
73 IG FINANCIAL MARKETS INC. 1,020,826 500,000 520,826
74 INSTINET LLC 75,202,153 5,954,884 69,247,269
75 INTEGRATED BROKERAGE SERVICES LLC 1,822,671 500,000 1,322,671
76 INTERACTIVE BROKERS LLC 404,434,997 47,513,936 356,921,061
77 INTERBANK FX LLC 28,845,075 4,498,912 24,346,163
78 IOWA GRAIN CO 17,133,089 10,790,180 6,342,909
79 ITAU SECURITIES INC 19,985,494 500,000 19,485,494
80 IXIS SECURITIES NORTH AMERICA INC 171,100,113 500,000 170,600,113
81 JP MORGAN FUTURES INC 1,208,258,779 696,332,417 511,926,362
82 KOTTKE ASSOCIATES LLC 16,001,556 500,000 15,501,556
83 LADENBURG THALMANN & CO INC 48,707,916 500,000 48,207,916
84 LBS LIMITED PARTNERSHIP 892,278 500,000 392,278
85 LEHMAN BROTHERS INC (g) 552,743,000 (g)
86 LIMESTONE TRADING LLC 6,560,172 500,000 6,060,172
87 LINN GROUP ( THE ) 1,633,516 500,000 1,133,516
88 LINSCO/PRIVATE LEDGER CORP 58,969,186 8,508,128 50,461,058
89 LOEB PARTNERS CORPORATION 25,489,491 500,000 24,989,491
90 MACQUARIE FUTURES USA INC 8,414,952 2,358,413 6,056,539
91 MB TRADING FUTURES INC. 3,233,155 1,254,597 1,978,558
92 MBF CLEARING CORP 26,430,122 1,807,831 24,622,291
93 MCVEAN TRADING AND INVESTMENTS LLC 6,495,650 2,418,440 4,077,210
94 MERRILL LYNCH PIERCE FENNER & SMITH (g) 595,505,754 (g)
95 MERRILL LYNCH PROFESSIONAL CLEARING CORP 1,422,686,550 133,840,918 1,288,845,632
96 MF GLOBAL INC 535,142,778 427,261,012 107,881,766
97 MID-CO COMMODITIES INC 5,419,914 3,144,217 2,275,697
98 MITSUI BUSSAN COMMODITIES USA INC 5,915,436 797,363 5,118,073
99 MIZUHO SECURITIES USA INC 98,790,679 35,665,545 63,125,134
100 MONEY GARDEN CORP 5,035,103 1,000,000 4,035,103
101 MORGAN KEEGAN & COMPANY INC 369,573,731 11,006,916 358,566,815
102 MORGAN STANLEY & CO INCORPORATED (g) 1,659,982,157 (g)
103 NEUBERGER BERMAN LLC 368,740,356 5,000,000 363,740,356
104 NOMURA SECURITIES INTERNATIONAL INC 1,130,501,355 4,000,693 1,126,500,662
105 OANDA CORPORATION 156,670,086 8,584,912 148,085,174
106 ODL SECURITIES INC 2,566,080 1,000,000 1,566,080
107 ONE WORLD CAPITAL GROUP LLC 1,227,227 14,208 1,213,019
108 OPEN E CRY LLC 1,333,184 500,000 833,184
109 OPPENHEIMER & CO INC 196,409,988 25,183,994 171,225,994
110 OPTIONSXPRESS INC 91,109,426 5,287,096 85,822,330
111 PENSON FINANCIAL FUTURES INC 2,092,296 500,000 1,592,296
112 PENSON GHCO 12,338,488 4,366,278 7,972,210
113 PEREGRINE FINANCIAL GROUP INC 12,931,876 5,449,791 7,482,085
114 PIONEER FUTURES INC 1,482,232 500,000 982,232
115 PRUDENTIAL BACHE COMMODITIES LLC 143,191,000 126,819,880 16,371,120
116 PUMA FINANCIAL LLC 826,763 500,000 326,763
117 RAND FINANCIAL SERVICES INC 53,037,119 14,934,782 38,102,337
118 RAYMOND JAMES & ASSOCIATES INC 338,941,753 30,634,663 308,307,090
119 RBC CAPITAL MARKETS CORPORATION 299,537,449 103,187,513 196,349,936
120 RBC DAIN RAUSCHER INC 489,124,670 30,651,062 458,473,608
121 RBS GREENWICH CAPITAL INC 858,934,000 99,737,000 759,197,000
122 RJ OBRIEN & ASSOCIATES LLC 77,716,628 64,210,585 13,506,043
123 ROBBINS FUTURES INC 550,631 500,000 50,631
124 ROSENTHAL COLLINS GROUP LLC 45,422,882 23,577,236 21,845,646
125 ROSENTHAL GLOBAL SECURITIES LLC 9,789,613 500,000 9,289,613
126 SANFORD C BERNSTEIN & CO LLC 138,513,502 31,684,197 106,829,305
127 SHATKIN ARBOR INC 5,456,521 1,253,555 4,202,966
128 SHAY GRAIN CLEARING COMPANY 1,460,397 1,220,268 240,129
129 SMW TRADING COMPANY INC 26,799,237 500,000 26,299,237
130 SNC INVESTMENTS INC 1,152,930 1,000,000 152,930
131 SOLID GOLD FINANCIAL SERVICES INC 2,040,401 1,000,000 1,040,401
132 STEPHENS INC 89,429,144 10,470,018 78,959,126
133 STERLING COMMODITIES CORP 9,372,351 1,292,107 8,080,244
134 TCA FUTURES LLC 818,332 500,000 318,332
135 TENCO INC 42,108,485 6,198,150 35,910,335
136 TERRA NOVA TRADING LLC 16,926,070 1,551,336 15,374,734
137 TIMBER HILL LLC 800,265,327 12,812,347 787,452,980
138 TOWER RESEARCH CAPITAL EUROPE LLC 3,053,850 500,000 2,553,850
139 TRADELINK LLC 27,475,163 609,546 26,865,617
140 TRADEMAVEN CLEARING LLC 821,656 500,000 321,656
141 TRADESTATION SECURITIES INC 73,529,260 2,657,229 70,872,031
142 TRADITION SECURITIES AND FUTURES INC 784,026 500,000 284,026
143 TRANSMARKET GROUP LLC 9,290,708 500,000 8,790,708
144 TRILAND USA INC 32,800,466 12,118,587 20,681,879
145 UBS FINANCIAL SERVICES INC 963,393,066 131,407,599 831,985,467
146 UBS SECURITIES LLC 11,069,681,143 954,701,049 10,114,980,094
147 VELOCITY FUTURES LP 1,009,948 500,000 509,948
148 VISION FINANCIAL MARKETS LLC 21,442,986 9,420,833 12,022,153
149 WACHOVIA CAPITAL MARKETS LLC 1,415,929,691 2,116,761 1,413,812,930
150 WACHOVIA SECURITIES FINANCIAL NETWORK, LLC 33,887,020 2,740,777 31,146,243
151 WACHOVIA SECURITIES LLC 395,082,123 1,500,000 393,582,123
152 WHITE COMMERCIAL CORPORATION 2,957,773 500,000 2,457,773
153 WSD FINANCIAL USA, INC 1,228,614 500,000 728,614
154 XPRESSTRADE LLC 8,703,559 1,660,546 7,043,013
155 YORK BUSINESS ASSOCIATES LLC 958,627 500,000 458,627
Anuncios

Responder

Introduce tus datos o haz clic en un icono para iniciar sesión:

Logo de WordPress.com

Estás comentando usando tu cuenta de WordPress.com. Cerrar sesión /  Cambiar )

Google photo

Estás comentando usando tu cuenta de Google. Cerrar sesión /  Cambiar )

Imagen de Twitter

Estás comentando usando tu cuenta de Twitter. Cerrar sesión /  Cambiar )

Foto de Facebook

Estás comentando usando tu cuenta de Facebook. Cerrar sesión /  Cambiar )

Conectando a %s

 
A %d blogueros les gusta esto: